SEC Administrative Proceedings
United States · Securities and Exchange Commission
Actions brought before the SEC’s own administrative law judges rather than a federal court. They cover matters such as barring individuals from the industry and revoking registrations, and are the largest of the five SEC streams.
What a record holds8 fields
These are the fields a match from this list carries, shown in full on the record page. Not every record has all of them filled in, since sources only publish what they have.
- Full Name / Entity Name
- name
- Entry ID
- entry_uid
- Primary Link
- primary_url
- Supporting Documents
- secondary_url
- Release Number
- release_no
- File Number
- file_number
- Published Date
- published_at
- Additional Details
- details
A name check runs against this list and every other one at the same time, so you do not need to screen against it separately.
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