Regulator enforcement and warnings

7 sources in this category

• SEC litigation releasesUnited States · Securities and Exchange Commission
• SEC administrative proceedingsUnited States · Securities and Exchange Commission
• SEC trading suspensionsUnited States · Securities and Exchange Commission
• SEC PAUSE listUnited States · Securities and Exchange Commission
• SEC receivershipsUnited States · Securities and Exchange Commission
• BaFin (Germany) consumer warningsGermany · Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
• UK Financial Conduct Authority (FCA) warning listUnited Kingdom · Financial Conduct Authority

A name check runs against this category and every other one at the same time, so you do not need to screen against them separately. Every match opens the full record from the list it appeared on, with a link back to the official source.