SEC PAUSE List (Public Alert: Unregistered Soliciting Entities)
United States · Securities and Exchange Commission
Public Alert: Unregistered Soliciting Entities. Firms the SEC has been told are soliciting investors while unregistered, including those impersonating registered firms. Being on it is a warning to investors, not a finding of wrongdoing.
What a record holds6 fields
These are the fields a match from this list carries, shown in full on the record page. Not every record has all of them filled in, since sources only publish what they have.
- Full Name / Entity Name
- name
- Entry ID
- entry_uid
- Primary Link
- primary_url
- PAUSE Category
- category
- Published Date
- published_at
- Additional Details
- details
A name check runs against this list and every other one at the same time, so you do not need to screen against it separately.
We use cookies to improve your experience on our website. By browsing this website, you agree to our use of cookies.